DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Smartpath Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Alan Fowler | Smartpath Advisors no RAUM | Facet independent RIA | Other | Jul 21, 2026 | Jul 30, 2026 |
| Eric John Gritter | Smartpath Advisors no RAUM | Clearview Capital state registered | Other | Sep 6, 2024 | Jan 1, 2026 (482 d) |
| Mark Miller | Smartpath Advisors no RAUM | Kestra Advisory Services, LLC BD affiliated | Other | Oct 20, 2021 | Jan 3, 2024 (805 d) |
| Alexandra Virginia Wilson | Smartpath Advisors no RAUM | Facet independent RIA | Other | Sep 14, 2020 | Sep 24, 2020 |
| Abigail Elizabeth Nathu | Smartpath Advisors no RAUM | Facet independent RIA | Other | Sep 4, 2020 | Oct 29, 2020 (55 d) |
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5 moves match.