DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Entoro Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Cavedo Row | Entoro Investments, LLC independent RIA | Entoro Advisors state registered | RIA to a state-registered adviser | Dec 18, 2023 | Jun 7, 2023 |
| Derrick Boyd Smith | Entoro Investments, LLC independent RIA | Entoro Advisors state registered | RIA to a state-registered adviser | Dec 18, 2023 | Jun 15, 2023 |
| Laura Elaine Garza | Entoro Investments, LLC independent RIA | Pyxis Capital Inc. unclassified | Other | Apr 11, 2023 | May 23, 2023 (42 d) |
| Meihui Copson | Entoro Investments, LLC independent RIA | Entoro Advisors state registered | RIA to a state-registered adviser | Nov 11, 2022 | Jan 24, 2024 (439 d) |
| Robert C Herdina | Entoro Investments, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2022 | Oct 25, 2022 (35 d) |
| Andrew P Graser | Entoro Investments, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Aug 31, 2021 | Oct 16, 2025 (1507 d) |
Page 1 of 1
6 moves match.