DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

E••••• I••••••••• L••

Former SEC-registered adviserHouston, TexasCRD 306790SEC 801-119301IAPD

Latest filing Oct 12, 2023

First filing on the tape Jul 17, 2020 · 27 filings

RAUM

$5.0M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$5.0M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

27 filings and snapshots on the tape

RAUM$5.0M as of Mar 30, 2023

Feb 2, 2021$0 then

HNW client RAUM: no history

State-registered IARs (5.B.3)7 as of Mar 30, 2023

Feb 2, 20218 then

Employees (5.A)7 as of Mar 30, 2023

Feb 2, 20218 then

Private funds2 as of Mar 30, 2023

Mar 23, 20222 then

RAUM -26% over the last fiscal yearIARs 10 to 6

Practice profile

derived from the filing of Oct 12, 2023; every figure names its basis

RAUM per advisor: $833,333derivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $71,429derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: -26%derivedbetween the last two annual amendments
Advisor growth, one year: -30%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, hourly, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$5.0M100%

Individual clients: 70reported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 70reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, hourly, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

D•••••• B••• S•••• to E••••• A•••••••
Dec 18, 2023 · RIA to a state-registered adviser
J•••• C••••• R•• to E••••• A•••••••
Dec 18, 2023 · RIA to a state-registered adviser
L•••• E••••• G•••• to P•••• C•••••• I•••
Apr 11, 2023 · Other
M••••• C••••• to E••••• A•••••••
Nov 11, 2022 · RIA to a state-registered adviser
R••••• C• H•••••• to F••••••• P••••••• A•• W•••••••• A•••••••
Sep 20, 2022 · RIA to affiliated broker-dealer or bank
A••••• P• G••••• to L•• F•••••••• L••
Aug 31, 2021 · Other

Joined, latest

L•••• E••••• G•••• from F••••••••• F••••• W••••• A••••••• L••
Sep 27, 2022 · RIA to RIA
D•••••• B••• S•••• from P••••••••• P•••• A•••••••
Jan 15, 2021 · RIA to a newly registered adviser
A••••• P• G••••• from C•••••••• G••••• M•••••• I•••
Aug 17, 2020 · Other
R••••• C• H•••••• from P••• A••••• S••••••••• L••
Apr 15, 2020 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for E••••• A•••••••
Dec 18, 2023 · Houston, Tx

Teams out Teams in

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
E••••• G••• S••• F•••no longer reported	Other Private Fund	$10.0M	0	Aug 25, 2020
T•• A•••• F•••• L•	Hedge Fund	$0	1	Mar 23, 2022
R•••••• H••• I••••• F••• I• L•	Private Equity Fund	$0	1	Mar 23, 2022

Owners and control persons

Schedule A and B, latest filing

G••••••• A••••••• Y••••• · Chief Compliance Officercontrol
since 01/2021 · owns less than 5%
R••• J••••• C••••• · Managing Partner And Chief Executive Officercontrol
since 12/2019 · owns less than 5%
R••• J••••• C••••• · Ownercontrol
since 12/2015 · owns 75% or more of E•••••• L••

Entity owners

E•••••• L•• · Member
direct · owns 75% or more

Related persons

Schedule D 7.A

E••••• A•••••••
investment advisernRAUM $1.5M
E••••• C••••••••• L••
bankn
E••••• G• H•••••••• L••
pooled vehicle sponsory
E••••• I•••••••• S••••••• L••
real estaten
E••••• S••••••••• L••
broker-dealern

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Houston, Tx · principal	0	0	0

Offices

Schedule D 1.F, the 25 largest

Roseville, CA1 employees

What changed

consecutive filings, newest first

Advisory activities · 6 to 5
Jul 27, 2023 to Aug 4, 2023
Advisory activities · 5 to 6
Jul 11, 2023 to Jul 27, 2023
Financial planning clients · unset to 0
Jul 11, 2023 to Jul 27, 2023
Advisory employees · 7 to 6
Mar 30, 2023 to Jul 11, 2023
Advisory activities · 3 to 5
Mar 30, 2023 to Jul 11, 2023
BD registered reps · 6 to 5
Mar 30, 2023 to Jul 11, 2023
Employees · 7 to 6
Mar 30, 2023 to Jul 11, 2023
Insurance-licensed employees · 0 to 3
Mar 30, 2023 to Jul 11, 2023
State-registered IARs · 7 to 6
Mar 30, 2023 to Jul 11, 2023
Accounts · 55 to 70
Feb 23, 2023 to Mar 30, 2023
Advisory activities · 4 to 3
Feb 23, 2023 to Mar 30, 2023
Individual clients · 55 to 70
Feb 23, 2023 to Mar 30, 2023
Discretionary RAUM · $6.8M to $5.0M
Feb 23, 2023 to Mar 30, 2023
Individual RAUM · $6.8M to $5.0M
Feb 23, 2023 to Mar 30, 2023
RAUM · $6.8M to $5.0M
Feb 23, 2023 to Mar 30, 2023
Advisory employees · 11 to 7
Nov 9, 2022 to Feb 23, 2023
BD registered reps · 10 to 6
Nov 9, 2022 to Feb 23, 2023
Employees · 12 to 7
Nov 9, 2022 to Feb 23, 2023
State-registered IARs · 10 to 7
Nov 9, 2022 to Feb 23, 2023
Related adviser · false to true
Nov 9, 2022 to Feb 23, 2023
Accounts · 0 to 55
Nov 29, 2021 to Mar 23, 2022
Advisory employees · 8 to 11
Nov 29, 2021 to Mar 23, 2022
BD registered reps · 6 to 10
Nov 29, 2021 to Mar 23, 2022
Individual clients · unset to 55.0
Nov 29, 2021 to Mar 23, 2022
Pooled vehicle clients · unset to 2.0
Nov 29, 2021 to Mar 23, 2022
Employees · 8 to 12
Nov 29, 2021 to Mar 23, 2022
State-registered IARs · 8 to 10
Nov 29, 2021 to Mar 23, 2022
Private funds · unset to 2
Nov 29, 2021 to Mar 23, 2022
Discretionary RAUM · $0 to $6.8M
Nov 29, 2021 to Mar 23, 2022
Individual RAUM · unset to 6750000.0
Nov 29, 2021 to Mar 23, 2022
Pooled vehicle RAUM · unset to 0.0
Nov 29, 2021 to Mar 23, 2022
RAUM · $0 to $6.8M
Nov 29, 2021 to Mar 23, 2022
Related bank · false to true
Aug 31, 2021 to Oct 6, 2021
Business name · E••••• W••••• L•• to E••••• I••••••••• L••
Aug 11, 2021 to Aug 31, 2021
Legal name · E••••• W••••• L•• to E••••• I••••••••• L••
Aug 11, 2021 to Aug 31, 2021
Succession · true to false
Aug 11, 2021 to Aug 31, 2021
Succession · false to true
Mar 23, 2021 to Aug 11, 2021
Advisory employees · 2 to 8
Dec 23, 2020 to Feb 2, 2021
BD registered reps · 4 to 6
Dec 23, 2020 to Feb 2, 2021
Employees · 6 to 8
Dec 23, 2020 to Feb 2, 2021

Signals

12 dated events

J•••• C••••• R•• left E••••• I••••••••• L•• for E••••• A••••••• (registered 2023-06-07)
Dec 18, 2023 · Advisor changed firm · fact
D•••••• B••• S•••• left E••••• I••••••••• L•• for E••••• A••••••• (registered 2023-06-15)
Dec 18, 2023 · Advisor changed firm · fact
2 advisors left E••••• I••••••••• L•• (Houston, TX) for E••••• A••••••• on the same day
Dec 18, 2023 · Team lift-out · derived
Ryan Steven Reneau (Chief Financial Officer) no longer on Schedule A of E••••• I••••••••• L•• (listed 2023-03-30, absent 2023-07-11)
Jul 11, 2023 · Control person left · inference
James William Taylor (Managing Director And Chief Investment Officer) no longer on Schedule A of E••••• I••••••••• L•• (listed 2023-03-30, absent 2023-07-11)
Jul 11, 2023 · Control person left · inference
L•••• E••••• G•••• left E••••• I••••••••• L•• for P•••• C•••••• I••• (registered 2023-05-23)
Apr 11, 2023 · Advisor changed firm · fact
M••••• C••••• left E••••• I••••••••• L•• for E••••• A••••••• (registered 2024-01-24)
Nov 11, 2022 · Advisor changed firm · fact
R••••• C• H•••••• left E••••• I••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-10-25)
Sep 20, 2022 · Advisor changed firm · fact
E••••• W••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Aug 11, 2021 · Succession (Item 4) · fact
Angel Colon (Chief Compliance Officer) no longer on Schedule A of E••••• I••••••••• L•• (listed 2020-12-23, absent 2021-02-02)
Feb 2, 2021 · Control person left · inference
Yoseph Abdissa Gemechu (Chief Compliance Officer) appeared on Schedule A of E••••• I••••••••• L••
Feb 2, 2021 · Control person joined · fact
E••••• W••••• L•• filed its initial SEC registration (Form ADV)
Jul 17, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

E••••• I••••••••• L•• · Private Equity
shared crd · organization

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026