DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wfa Of San Diego
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Phillip Arce | Wfa Of San Diego independent RIA | The Norden Group LLC independent RIA | RIA to RIA | Mar 28, 2024 | Jan 5, 2025 (283 d) |
| Becki Kathleen Sutton | Wfa Of San Diego independent RIA | Jbl Wealth Strategies unclassified | Other | Nov 15, 2021 | Nov 15, 2021 |
| Shelly Lane Dukes | Wfa Of San Diego independent RIA | Mariner Advisor Network independent RIA | RIA to RIA | Apr 26, 2021 | Oct 8, 2021 (165 d) |
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3 moves match.