DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aspen Wealth Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Michael Bowman | Aspen Wealth Strategies, LLC independent RIA | Terrace Wealth unclassified | Other | May 18, 2023 | Jun 11, 2025 (755 d) |
| Forrest Michael Murphy | Aspen Wealth Strategies, LLC independent RIA | Invesco Advisers, Inc. asset manager | Other | Apr 4, 2023 | Jun 13, 2023 (70 d) |
| John Faircloth | Aspen Wealth Strategies, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 16, 2021 | May 9, 2022 (388 d) |
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3 moves match.