DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Growstrong Wealth Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marcus Roger Stookey | Growstrong Wealth Strategies independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2024 | Dec 2, 2024 |
| Joanna Sue Stookey Walker | Growstrong Wealth Strategies independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2024 | May 3, 2024 |
| Timothy Reid Underwood | Growstrong Wealth Strategies independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Feb 7, 2024 | Feb 14, 2024 |
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3 moves match.