DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••••• W••••• S•••••••••
Legal name G••••••••• W••••• S••••••••• L••
Latest filing Jun 1, 2026
First filing on the tape Feb 10, 2021 · 22 filings
SEC status approved since Mar 12, 2021
RAUM
$127M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
73%
$93.0M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$42.3M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$127M as of Jun 1, 2026
Jan 31, 2022$60.1M then
HNW client RAUM$63.0M as of Jun 1, 2026
Jan 31, 2022$16.7M then
State-registered IARs (5.B.3)3 as of Jun 1, 2026
Jan 31, 202211 then
Employees (5.A)3 as of Jun 1, 2026
Jan 31, 202211 then
Private funds: no history
RAUM +23% over the last fiscal year+15% a year over threeIARs 3 to 3offices 1 to 2
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $42.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $233,908derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.0%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $14.1M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$63.0M50%
- Pension and profit-sharing plans$34.0M27%
- Individuals$30.0M24%
- Charitable organizations$12,0000.0%
- Individual clients
- 154reported
- HNW clients
- 49reported
- Pension plan clients
- 23reported
- Charitable clients
- 1reported
- Accounts
- 543reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14.1M for 2 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.73 fund_share=0.0 institutional_share=0.27 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• J•• O•••• | Fort Collins, Co | Jul 9, 2020 | 25 y | 3 |
| G••• M•••• W•••• | Fort Collins, Co | Jul 9, 2020 | 23 y | 3 |
| E••• D•••••• U••••••• | Fort Collins, Co | Sep 10, 2020 | 25 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- M••••• R•••• S•••••• to L•• F•••••••• L••Dec 31, 2024 · RIA to affiliated broker-dealer or bank
- J••••• S•• S•••••• W••••• to L•• F•••••••• L••Apr 29, 2024 · RIA to affiliated broker-dealer or bank
- T•••••• R••• U•••••••• to S••••••••• W•••••Feb 7, 2024 · RIA to RIA
Joined, latest
- J••••• S•• S•••••• W••••• from T••••••••• F•••••••• A•••••••• L••Apr 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- M••••• R•••• S•••••• from T••••••••• F•••••••• A•••••••• L••Feb 19, 2021 · Affiliated broker-dealer or bank to independent RIA
- T•••••• R••• U•••••••• from T••••••••• F•••••••• A•••••••• L••Feb 16, 2021 · Affiliated broker-dealer or bank to independent RIA
- E••• D•••••• U••••••• from T••••••••• F•••••••• A•••••••• L••Sep 10, 2020 · Affiliated broker-dealer or bank to independent RIA
- C•••••• J•• O•••• from G••••• V••• C•••••• M••••••••• L••Jul 9, 2020 · RIA to RIA
- G••• M•••• W•••• from G••••• V••• C•••••• M••••••••• L••Jul 9, 2020 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from G••••• V••• C•••••• M••••••••• L••Dec 31, 2020 · Loveland, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O••••• C••••••• J•• · Partner/Investment Advisor Representativecontrolsince 02/2020 · owns 25% to 50%
- U•••••••• E•••• D•••••• · Partner/Investment Advisor Representativecontrolsince 12/2021 · owns 25% to 50%
- W••••• G•••• M•••• · Partner/Chief Compliance Officercontrolsince 01/2024 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Collins, Co · principal | 3 | 0 | 0 | ||
| Goodyear, Az | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Broomfield, CO2 employees
What changed
consecutive filings, newest first
- Accounts · 526 to 543Jul 7, 2025 to Mar 26, 2026
- HNW clients · 42 to 49Jul 7, 2025 to Mar 26, 2026
- Individual clients · 174 to 154Jul 7, 2025 to Mar 26, 2026
- Pension plan clients · 22 to 23Jul 7, 2025 to Mar 26, 2026
- Assets in custody · unset to 14129797.0Jul 7, 2025 to Mar 26, 2026
- Custody of client assets · false to trueJul 7, 2025 to Mar 26, 2026
- Discretionary RAUM · $103M to $109MJul 7, 2025 to Mar 26, 2026
- HNW RAUM · $45.8M to $63.0MJul 7, 2025 to Mar 26, 2026
- Individual RAUM · $25.6M to $30.0MJul 7, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $0 to $18.0MJul 7, 2025 to Mar 26, 2026
- Pension RAUM · $29.8M to $34.0MJul 7, 2025 to Mar 26, 2026
- RAUM · $103M to $127MJul 7, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0Mar 19, 2025 to Jul 7, 2025
- Other offices · 1 to 2Mar 19, 2025 to Jul 7, 2025
- Financial planning clients · 1-10 to 0Dec 9, 2024 to Mar 19, 2025
- Accounts · 702 to 526Dec 9, 2024 to Mar 19, 2025
- Advisory employees · 4 to 3Dec 9, 2024 to Mar 19, 2025
- HNW clients · 28 to 42Dec 9, 2024 to Mar 19, 2025
- Individual clients · 299 to 174Dec 9, 2024 to Mar 19, 2025
- Assets in custody · 2198000.0 to unsetDec 9, 2024 to Mar 19, 2025
- Custody of client assets · true to falseDec 9, 2024 to Mar 19, 2025
- Employees · 4 to 3Dec 9, 2024 to Mar 19, 2025
- State-registered IARs · 4 to 3Dec 9, 2024 to Mar 19, 2025
- Discretionary RAUM · $104M to $103MDec 9, 2024 to Mar 19, 2025
- HNW RAUM · $39.4M to $45.8MDec 9, 2024 to Mar 19, 2025
- Individual RAUM · $45.0M to $25.6MDec 9, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $1.8M to $0Dec 9, 2024 to Mar 19, 2025
- Pension RAUM · $19.8M to $29.8MDec 9, 2024 to Mar 19, 2025
- RAUM · $106M to $103MDec 9, 2024 to Mar 19, 2025
- Accounts · 797 to 702Mar 7, 2024 to Dec 9, 2024
- Advisory employees · 5 to 4Mar 7, 2024 to Dec 9, 2024
- Charity clients · unset to 1.0Mar 7, 2024 to Dec 9, 2024
- HNW clients · 17 to 28Mar 7, 2024 to Dec 9, 2024
- Individual clients · 371 to 299Mar 7, 2024 to Dec 9, 2024
- Pension plan clients · 20 to 22Mar 7, 2024 to Dec 9, 2024
- Employees · 5 to 4Mar 7, 2024 to Dec 9, 2024
- State-registered IARs · 5 to 4Mar 7, 2024 to Dec 9, 2024
- Discretionary RAUM · $89.0M to $104MMar 7, 2024 to Dec 9, 2024
- HNW RAUM · $29.0M to $39.4MMar 7, 2024 to Dec 9, 2024
- Individual RAUM · $41.5M to $45.0MMar 7, 2024 to Dec 9, 2024
Signals
5 dated events
- M••••• R•••• S•••••• left G••••••••• W••••• S••••••••• for L•• F•••••••• L•• (registered 2024-12-02)Dec 31, 2024 · Advisor changed firm · fact
- J••••• S•• S•••••• W••••• left G••••••••• W••••• S••••••••• for L•• F•••••••• L•• (registered 2024-05-03)Apr 29, 2024 · Advisor changed firm · fact
- T•••••• R••• U•••••••• left G••••••••• W••••• S••••••••• for S••••••••• W••••• (registered 2024-02-14)Feb 7, 2024 · Advisor changed firm · fact
- Douglas Erik Utzinger (Member) appeared on Schedule A of G••••••••• W••••• S•••••••••Jan 31, 2022 · Control person joined · fact
- G••••••••• W••••• S••••••••• filed its initial SEC registration (Form ADV)Feb 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 866-535-2774reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/growstrong/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- growstrongwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 866-535-2774reportedpublic record, Form ADV, Jun 1, 2026
- Contact form
- growstrongwealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026