DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Allegiant Private Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Brett Cantor | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Feb 2, 2022 (155 d) |
| Martin Jay Kossoff | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 4, 2021 |
| Benjamin William Jones | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 2, 2021 |
| Carl Allan Watkins | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 2, 2021 |
| William Carl Geisdorf | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 19, 2021 |
| Luke Nicholas | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 5, 2021 |
| Michelle J Marcus Cross | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 5, 2021 |
| Charles Cameron Dees | Allegiant Private Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Aug 6, 2021 |
| Melissa Ellen Walsh | Allegiant Private Advisors, LLC independent RIA | Clarity Financial Design state registered | RIA to a state-registered adviser | Jul 29, 2021 | Sep 23, 2021 (56 d) |
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9 moves match.