DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Vance Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Dylan MumperVance Wealth independent RIAEntrewealth independent RIARIA to RIAApr 3, 2025Apr 14, 2025
Matthew Ross RiveraVance Wealth independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 18, 2024Mar 7, 2025 (140 d)
Jamil Moussa AbdullahVance Wealth independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIAJul 27, 2022Sep 12, 2022 (47 d)
Mark Phillip AntariksaVance Wealth independent RIARBC Rochdale, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 15, 2021Jul 16, 2021 (123 d)
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4 moves match.