DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Entrewealth

Independent wealth managerCRD 317553SEC 801-130035websiteIAPD
Legal name Entrewealth, LLC
Latest filing Apr 16, 2026
First filing on the tape Mar 27, 2024 · 14 filings
SEC status approved since Apr 26, 2024
RAUM
$326M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$319M individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$20.4M
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$326M as of Apr 16, 2026
Feb 27, 2025$175M then
HNW client RAUM$292M as of Apr 16, 2026
Feb 27, 2025$145M then
State-registered IARs (5.B.3)13 as of Apr 16, 2026
Feb 27, 20254 then
Employees (5.A)20 as of Apr 16, 2026
Feb 27, 20257 then
Private funds: no history
RAUM +47% over the last fiscal yearIARs 8 to 13
Practice profile
derived from the filing of Apr 16, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$19.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
10derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.8MderivedHNW RAUM over HNW clients
Average account
$528,873derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
17.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+47%derivedbetween the last two annual amendments
Advisor growth, one year
+63%derivedItem 5.B.3 between annual amendments
Client growth, one year
+45%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$319M, 171 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$292M89%
  • Individuals$27.1M8.3%
  • Pension and profit-sharing plans$7.4M2.3%
Individual clients
95reported
HNW clients
76reported
Pension plan clients
3reported
Charitable clients
n/areported
Accounts
617reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$319M for 171 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jeffrey Edward SochaAustin, TxDec 14, 202116 y4
John Michael GamboneCertified Financial Planner, Chartered Financial ConsultantAustin, Tx Jul 20, 202312 y3
Andrew Paul VinciguerraFort Lauderdale, Fl Jan 15, 202410 y1
Wesley James LeftwichAustin, Tx Aug 26, 202415 y2
Matthew Robert HillerHopkins, Mn Feb 19, 202512 y1
Joshua Dylan MumperValencia, Ca Apr 14, 202513 y1
Jonathan Paul PasquaChartered Financial AnalystAustin, Tx May 28, 202515 y0
Isabelle Marie BealAustin, Tx Jan 1, 202612 y1
Haley Maia RaoBoston, Ma Feb 8, 202610 y0
Dylan VeatchPrairie Village, Ks Feb 23, 202610 y1
Braxton KingSouth Ogden, Ut Apr 12, 202611 y2
Joseph Randolph IngramAustin, Tx Apr 14, 202612 y1
Vincent Anthony DamianiCertified Financial PlannerAustin, Tx Apr 15, 202613 y1
Samuel KimCertified Financial PlannerHarrington Park, Nj Apr 15, 202616 y2
Rafael KronenbergAustin, Tx Apr 22, 202610 y2
Craig Aaron SlaubaughCertified Financial PlannerWexford, Pa Jul 26, 202612 y5
Austin James DeleryCertified Financial PlannerAustin, Tx Sep 15, 202611 y1
Advisor movement
4 left, 11 joined in 12 months
net +7 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 25% of current headcount7 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Edward Jeffrey Socha · President And Chief Compliance Officercontrol
      since 10/2021 · owns 75% or more
    Related persons
    Schedule D 7.A
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Austin, Tx17101
    Fort Lauderdale, Fl101
    Mckinney, Tx000
    Parker, Co001
    San Diego, Ca001
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    2 against comparable advisers; where to look, not conclusions
    • advisor count surgeChange between filings · filing Apr 16, 2026
      advisory representatives (Item 5.B.3) moved from 8.0 to 13.0 (+63.0%) between the annual amendments of 2025-04-10 and 2026-04-16; the peer median change was 0.0% (965 comparable advisers, 99.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (965) · 99% percentile
    • RAUM up 25 %Change between filings · filing Apr 16, 2026
      RAUM (Item 5.F) moved from $222,597,035 to $326,314,431 (+47.0%) between the annual amendments of 2025-04-10 and 2026-04-16; the peer median change was +15.0% (4551 comparable advisers, 95.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,551) · 95% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 522 to 617
      Jan 26, 2026 to Mar 16, 2026
    • Advisory employees · 9 to 10
      Jan 26, 2026 to Mar 16, 2026
    • HNW clients · 83 to 76
      Jan 26, 2026 to Mar 16, 2026
    • Individual clients · 35 to 95
      Jan 26, 2026 to Mar 16, 2026
    • Pension plan clients · 1 to 3
      Jan 26, 2026 to Mar 16, 2026
    • Assets in custody · $240M to $319M
      Jan 26, 2026 to Mar 16, 2026
    • Custody of client assets · false to true
      Jan 26, 2026 to Mar 16, 2026
    • Employees · 15 to 20
      Jan 26, 2026 to Mar 16, 2026
    • Financial planning clients · 26-50 to 101-250
      Jan 26, 2026 to Mar 16, 2026
    • HQ city · AUSTIN to
      Jan 26, 2026 to Mar 16, 2026
    • HQ state · TX to
      Jan 26, 2026 to Mar 16, 2026
    • State-registered IARs · 8 to 13
      Jan 26, 2026 to Mar 16, 2026
    • Discretionary RAUM · $222M to $319M
      Jan 26, 2026 to Mar 16, 2026
    • HNW RAUM · $212M to $292M
      Jan 26, 2026 to Mar 16, 2026
    • Individual RAUM · $9.9M to $27.1M
      Jan 26, 2026 to Mar 16, 2026
    • Non-discretionary RAUM · $128,021 to $7.4M
      Jan 26, 2026 to Mar 16, 2026
    • Pension RAUM · $348,517 to $7.4M
      Jan 26, 2026 to Mar 16, 2026
    • RAUM · $223M to $326M
      Jan 26, 2026 to Mar 16, 2026
    • Financial planning clients · 26-50 to 26-50
      May 28, 2025 to Jul 18, 2025
    • Accounts · 492 to 522
      Feb 27, 2025 to Apr 10, 2025
    • Advisory employees · 4 to 9
      Feb 27, 2025 to Apr 10, 2025
    • HNW clients · 145 to 83
      Feb 27, 2025 to Apr 10, 2025
    • Individual clients · 22 to 35
      Feb 27, 2025 to Apr 10, 2025
    • Pension plan clients · 2 to 1
      Feb 27, 2025 to Apr 10, 2025
    • Assets in custody · unset to 240014500.0
      Feb 27, 2025 to Apr 10, 2025
    • Employees · 7 to 15
      Feb 27, 2025 to Apr 10, 2025
    • Financial planning clients · unset to 26-50
      Feb 27, 2025 to Apr 10, 2025
    • State-registered IARs · 4 to 8
      Feb 27, 2025 to Apr 10, 2025
    • Discretionary RAUM · $171M to $222M
      Feb 27, 2025 to Apr 10, 2025
    • HNW RAUM · $145M to $212M
      Feb 27, 2025 to Apr 10, 2025
    • Individual RAUM · $25.2M to $9.9M
      Feb 27, 2025 to Apr 10, 2025
    • Non-discretionary RAUM · $4.0M to $128,021
      Feb 27, 2025 to Apr 10, 2025
    • Pension RAUM · $4.0M to $348,517
      Feb 27, 2025 to Apr 10, 2025
    • RAUM · $175M to $223M
      Feb 27, 2025 to Apr 10, 2025
    • Advisory activities · 3 to 2
      Apr 10, 2024 to Aug 26, 2024
    • Financial planning clients · 101-250 to unset
      Apr 10, 2024 to Aug 26, 2024
    Signals
    11 dated events
    • Austin James Delery registered as an investment adviser representative at Entrewealth
      Sep 15, 2026 · Advisor registered · fact
    • Zoe Bender left Entrewealth for Summit Financial, Llc (registered 2026-08-21)
      Jul 22, 2026 · Advisor changed firm · fact
    • Elliot James left Entrewealth for Cerity Partners Llc (registered 2026-06-24)
      Jun 12, 2026 · Advisor changed firm · fact
    • Entrewealth reported RAUM $326.3M, up 47% from $222.6M (2026-01-26 to 2026-03-16)
      Mar 16, 2026 · RAUM change · derived
    • Macord Henri Foran left Entrewealth for Creative Planning (registered 2026-05-12)
      Feb 20, 2026 · Advisor changed firm · fact
    • Douglas William Aumont left Entrewealth for Creativeone Wealth, Llc (registered 2026-01-08)
      Nov 24, 2025 · Advisor changed firm · fact
    • Matthew Kelly Sandstrom left Entrewealth for Pivotal Wealth And Tax (registered 2025-09-19)
      Jun 26, 2025 · Advisor changed firm · fact
    • Stephen Mandracchia left Entrewealth for Tulip Financial Planning Llc (registered 2025-05-13)
      Apr 2, 2025 · Advisor changed firm · fact
    • Michael Allen Harris left Entrewealth for Emory Wealth Llc (registered 2025-02-20)
      Mar 7, 2025 · Advisor changed firm · fact
    • Entrewealth filed its initial SEC registration (Form ADV)
      Mar 27, 2024 · First SEC registration · fact
    • 2 advisors left Vital Capital LLC (Clinton, IA) for Entrewealth on the same day
      Jul 18, 2023 · Team lift-out · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/sochacapitalreportedpublic record, Form ADV, Sep 17, 2026
    Website
    jeffsocha.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    512-240-2244reportedpublic record, Form ADV, Apr 16, 2026
    Contact form
    sochacapital.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    sochacapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $20.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026