DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Diamond Client Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dylan Clark | Diamond Client Group, LLC independent RIA | Intrua Financial independent RIA | RIA to RIA | Nov 22, 2023 | Dec 1, 2023 |
| David Gene Morris | Diamond Client Group, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 7, 2021 | Jan 14, 2023 (494 d) |
Page 1 of 1
2 moves match.