DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Focused Alpha, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Demichele | Focused Alpha, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Apr 1, 2025 | Apr 1, 2025 |
| Mary Kathleen Flaherty | Focused Alpha, LLC independent RIA | Mkf Private Wealth Management unclassified | Other | Mar 20, 2025 | Apr 15, 2025 |
| Joshua Samuel Goldin | Focused Alpha, LLC independent RIA | Iwp Wealth Management LLC independent RIA | RIA to RIA | Aug 31, 2023 | Sep 18, 2023 |
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3 moves match.