DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Carrington Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Gilbert Sanchez | Carrington Advisors, LLC state registered | Citizens Securities, Inc. BD affiliated | Other | Jun 7, 2022 | Jul 19, 2022 (42 d) |
| Don Ross Martin | Carrington Advisors, LLC state registered | Regal Investment Advisors LLC BD affiliated | Other | Aug 31, 2021 | Sep 2, 2021 |
| John Dennis Kelly | Carrington Advisors, LLC state registered | Regal Investment Advisors LLC BD affiliated | Other | Jun 28, 2021 | Jun 28, 2021 |
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3 moves match.