DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stonegate Investment Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cynthia Anne Thomas | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Tony Randall Smith | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Thomas Lawson Joy | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Kimberly P Harless | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Christopher J Compton | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 7, 2025 |
| James Walter Allen | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Matthew Crisman Brown | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 7, 2025 |
| Natalie Dawn Manning Deal | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Nicholas Guy Robillard | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 7, 2025 |
| John Frederick Long | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Jerry Gale Duncan | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 8, 2025 |
Page 1 of 1
11 moves match.