DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rockline Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Santo | Rockline Wealth Management LLC independent RIA | Partners Capital Services, Inc. independent RIA | RIA to RIA | Nov 6, 2025 | Dec 15, 2025 (39 d) |
| Steven Higgins | Rockline Wealth Management LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Dec 2, 2024 | Jan 21, 2025 (50 d) |
| Justin Volence | Rockline Wealth Management LLC independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Jan 5, 2024 | Mar 27, 2024 (82 d) |
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3 moves match.