DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Commonwealth Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Khoury Allan Kloss | Commonwealth Financial Services independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2024 | Jan 6, 2025 (91 d) |
| Brenda Lee Weekly | Commonwealth Financial Services independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2024 | May 29, 2024 |
| Julie Anne Vavra Daley | Commonwealth Financial Services independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 9, 2024 | Jan 6, 2024 |
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3 moves match.