DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Osaic Fa, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradford J. A. Byrns | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Jan 24, 2025 |
| Gary Peter Salva | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Jan 23, 2025 |
| Gary William Paul | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Jan 23, 2025 |
| William Frank Matzinger | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 23, 2025 |
| Christopher M Scuderi | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 23, 2025 |
| Demetrius Russell | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 21, 2025 |
| Holly Price Mackay | Osaic Fa, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Jan 14, 2025 |
| Alejandro Matias Jerez | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 8, 2025 |
| Lucas Frederick Salerno | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Jan 6, 2025 |
| Yekaterina Teryokhina | Osaic Fa, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2025 | May 5, 2025 (116 d) |
| Daniel F Flynn | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 8, 2025 | Jan 7, 2025 |
| Matthew Robert Middleton | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2025 | Jan 6, 2025 |
| Brandi J Ames | Osaic Fa, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2025 | Jan 8, 2025 |
| Eric Michael Boddy | Osaic Fa, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Mar 28, 2025 (85 d) |
| Richard Scott Karp | Osaic Fa, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2024 | Jan 2, 2025 |
| John T Driscoll | Osaic Fa, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Dec 13, 2024 | May 20, 2025 (158 d) |
| Francisco Acevedo | Osaic Fa, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 11, 2024 |
| Orion Jeffrey Marx | Osaic Fa, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2024 | Dec 3, 2024 |
| Albert Glenn Mcnorton | Osaic Fa, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 16, 2024 |
| Jay Richard Labarre | Osaic Fa, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 16, 2024 |
| Brian Michael Frost | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 3, 2024 |
| Damon Gregory Lee | Osaic Fa, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 16, 2024 |
| Francesca Milde | Osaic Fa, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Dec 23, 2024 |
| Robert Gerard Kernochan | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 6, 2024 |
| Jason S Fitz | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Nov 13, 2024 |
| Scott David Nelson | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2024 | Nov 6, 2024 |
| Arthur Sylvester Littlefield | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 13, 2024 |
| David Kelly Wood | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 19, 2024 |
| Donald Joseph Connick | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2024 | Nov 12, 2024 |
| Charles Ray Mayhall | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2024 | Nov 8, 2024 |
| Kamie Lee Abraham | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 6, 2024 |
| Kevin Arthur Wales | Osaic Fa, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 18, 2024 |
| Matthew August Ferrell | Osaic Fa, Inc. BD affiliated | Made Financial Design state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 5, 2024 | Jan 2, 2025 (58 d) |
| Charlotte Cowan Geletka | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 4, 2024 |
| Henry Ralph Jongerling | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Oct 31, 2024 |
| Christian Andrew Amsberry | Osaic Fa, Inc. BD affiliated | Titleist Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2024 | Oct 28, 2024 |
| Nathaniel Yan Chan | Osaic Fa, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Jul 22, 2026 (632 d) |
| John E Dougherty | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2024 | Oct 21, 2024 |
| Ben Verchick | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2024 | Oct 21, 2024 |
| Andrew Scott Tedesco | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 21, 2024 |
| Charlotte Anne Dougherty | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 21, 2024 |
| Jeffrey John Furniss | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 23, 2024 |
| John Richard Nistler | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 15, 2024 |
| Michael Joseph Brezden | Osaic Fa, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 8, 2024 |
| Mackenzie Watson | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 16, 2024 |
| Joseph William Brezden | Osaic Fa, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 8, 2024 |
| Elizabeth Ann Liechty | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 15, 2024 |
| Steven David Filo | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 14, 2024 |
| Allyson Christensen Wade | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 14, 2024 |
| Joseph Codd | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 15, 2024 |
| Osborne Dahlgren Christensen | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 15, 2024 |
| Charles Davis Lee | Osaic Fa, Inc. BD affiliated | The Sterling Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2024 | Feb 20, 2026 (498 d) |
| Georgina Maria Rosal | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Sep 20, 2024 |
| Brandon Scott Sickmiller | Osaic Fa, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Oct 7, 2024 |
| Ellen Noble Mallay | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 1, 2024 |
| Scott Raymond Fox | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Oct 1, 2024 |
| Erik Damers | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Sep 24, 2024 |
| Danielle Fosmer | Osaic Fa, Inc. BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2024 | Jun 24, 2025 (273 d) |
| Hooman M Omidpanah | Osaic Fa, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Sep 23, 2024 |
| Gina Marie Mann | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Sep 6, 2024 |
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1,675 moves match.