DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Saperston Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Willard Basch SaperstonSaperston Asset Management, Inc. independent RIABrighton Securities Corp. independent RIARIA to RIANov 14, 2018Nov 1, 2018
Kristina Lynn SaperstonSaperston Asset Management, Inc. independent RIABrighton Securities Corp. independent RIARIA to RIAOct 29, 2018Oct 23, 2018
Ann Marie WilliamsSaperston Asset Management, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseOct 11, 2018Sep 27, 2018
Melissa Donna DarnellSaperston Asset Management, Inc. otherLPL Financial LLC independent RIAOtherNov 15, 2017May 16, 2018 (182 d)
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4 moves match.