DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Advisors Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robb Patton ParsonsAdvisors Asset Management, Inc. otherWells Fargo Investments, LLC unclassifiedOtherAug 9, 2005Apr 27, 2006 (261 d)
Edwin Charles KreuselAdvisors Asset Management, Inc. otherMastrapasqua Asset Management unclassifiedOtherApr 6, 2005Jul 11, 2006 (461 d)
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182 moves match.