DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robb Patton Parsons
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
3 y
since May 5, 2023
In the industry
22 y
since Oct 3, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mutual Advisors, LLC BD affiliated currentsince May 5, 2023 · Grand Junction, Co
- Rosecap Investment Advisors, LLC independent RIASep 16, 2021 to Apr 13, 2023 · Grand Junction, Co
- Wealthsource? formerJan 25, 2019 to Sep 2, 2021 · Grand Junction, Co
- United Capital Financial Advisors independent RIADec 3, 2018 to Mar 5, 2019 · Grand Junction, Co
- Wells Fargo Investments, LLC unclassifiedApr 27, 2006 to Oct 5, 2006 · Monument, Co
- Advisors Asset Management, Inc. mixed wealthOct 14, 2004 to Aug 9, 2005 · Monument , Co
Moves
a registration end followed by a registration begin elsewhere
- Rosecap Investment Advisors, LLC to Mutual Advisors, LLCleft Apr 13, 2023, registered May 5, 2023 (22 days) · RIA to affiliated broker-dealer or bank
- Wealthsource? to Rosecap Investment Advisors, LLCleft Sep 2, 2021, registered Sep 16, 2021 (14 days) · RIA to RIA
- United Capital Financial Advisors to Wealthsource?left Mar 5, 2019, registered Jan 25, 2019 (-39 days) · RIA to RIA
- Wells Fargo Investments, LLC to United Capital Financial Advisorsleft Oct 5, 2006, registered Dec 3, 2018 (4442 days) · Other
- Advisors Asset Management, Inc. to Wells Fargo Investments, LLCleft Aug 9, 2005, registered Apr 27, 2006 (261 days) · Other
Signals
- Robb Patton Parsons left Rosecap Investment Advisors, Llc for Mutual Advisors, Llc (registered 2023-05-05)Apr 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address