DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from G.L. Smith & Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Steven Hyman | G.L. Smith & Associates independent RIA | Arkadios Wealth Advisors independent RIA | RIA to RIA | Nov 27, 2019 | Dec 2, 2019 |
| Charles Alexander Smith | G.L. Smith & Associates independent RIA | Arkadios Wealth Advisors independent RIA | RIA to RIA | Nov 27, 2019 | Nov 7, 2019 |
| Kelly Scott Clary | G.L. Smith & Associates other | Waverly Advisors, LLC other | Other | Jan 17, 2013 | Feb 22, 2013 (36 d) |
| Joseph Scott Lawrence | G.L. Smith & Associates other | Concert Wealth Management other | Other | Dec 17, 2012 | Dec 17, 2012 |
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4 moves match.