DFX Intelligence
Advisor moves
Departures from LPL Enterprise, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bonnie Lee Mcguire | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Apr 7, 2023 | Mar 22, 2023 |
| Jason Michael Messick | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Apr 7, 2023 | Mar 22, 2023 |
| Frank David Ruscetti | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Apr 7, 2023 | Mar 22, 2023 |
| Dominic F Perry | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Apr 7, 2023 | May 16, 2023 (39 d) |
| Carly Seneca | LPL Enterprise, LLC no RAUM | World Investment Advisors, LLC BD affiliated | Other | Oct 30, 2020 | Dec 7, 2020 (38 d) |
| Nicholas Frank Sefchok | LPL Enterprise, LLC no RAUM | World Investment Advisors, LLC BD affiliated | Other | Jul 17, 2020 | Jul 2, 2020 |
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546 moves match.