| Mark Stephen Boynton Jr | Walnut Street Securities, Inc. other | Vicus Capital, Inc. other | Other | Aug 4, 2009 | Aug 4, 2009 |
| Shawn David Mullarkey | Brookstone Capital Management LLC other | Vicus Capital, Inc. other | Other | Mar 18, 2009 | Feb 7, 2012 (1056 d) |
| John Frederick Straub | Aris Wealth Services Inc other | Vicus Capital, Inc. other | Other | Jul 17, 2008 | Jan 4, 2018 (3458 d) |
| Jeffrey Allen West | Inner Harbor Asset Management unclassified | Vicus Capital, Inc. other | Other | Apr 23, 2008 | Apr 29, 2008 |
| Benn J Smith | Inner Harbor Asset Management unclassified | Vicus Capital, Inc. other | Other | Apr 23, 2008 | Apr 8, 2008 |
| Michael Christopher Assad | Ameriprise Financial Services, LLC national BD | Vicus Capital, Inc. other | Other | Jan 9, 2007 | Aug 19, 2014 (2779 d) |
| Michael Louis Kolojejchick | Walnut Street Advisers Inc unclassified | Vicus Capital, Inc. other | Other | Jan 5, 2006 | Jan 9, 2006 |
| Karen Paige Shute | Abundance Wealth Counselors, LLC other | Vicus Capital, Inc. other | Other | Mar 25, 2005 | Feb 3, 2005 |
| Francis Xavier Fauble | Walnut Street Advisers Inc unclassified | Vicus Capital, Inc. other | Other | Feb 1, 2005 | Jan 31, 2005 |
| William Joel Brewster | Walnut Street Securities, Inc. other | Vicus Capital, Inc. other | Other | Dec 17, 2004 | Oct 9, 2003 |
| Dwight Lee Dykstra | Pruco Securities, LLC other | Vicus Capital, Inc. other | Other | Jun 21, 2002 | Jul 21, 2004 (761 d) |