DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Quest Capital Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Domarina Awdow | Charles Schwab & Co., Inc. national BD | Quest Capital Strategies, Inc. other | Other | Mar 28, 2005 | Jan 26, 2007 (669 d) |
| Christine Mitchell Mccafferty | Td Ameritrade, Inc. no RAUM | Quest Capital Strategies, Inc. other | Other | Dec 2, 2004 | Feb 25, 2009 (1546 d) |
| Thomas Leonard Mckenzie | Associated Planners Investment Advisory Inc unclassified | Quest Capital Strategies, Inc. other | Other | Sep 30, 2004 | Aug 10, 2006 (679 d) |
| Michael George Richardson | Quick & Reilly, Inc. unclassified | Quest Capital Strategies, Inc. other | Other | Sep 10, 2004 | Oct 28, 2005 (413 d) |
| Jessica Carolyn Cutrera Papadopoulos | Ameriprise Financial Services, LLC national BD | Quest Capital Strategies, Inc. other | Other | Dec 13, 2002 | Jul 16, 2004 (581 d) |
| Angelica Roxas | Waddell & Reed other | Quest Capital Strategies, Inc. other | Other | Nov 14, 2002 | Jul 16, 2004 (610 d) |
| Adam Senator Wiatrak | Morgan Stanley Dw Inc. unclassified | Quest Capital Strategies, Inc. other | Other | Aug 5, 2002 | Jun 4, 2008 (2130 d) |
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67 moves match.