RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• M••••••• M•••••••••
- C•••••• A••••••• BD affiliated currentsince Jul 5, 2022 · Southfield, Mi
- I•••••••• A•••••••• L•• BD affiliatedAug 31, 2018 to Jul 5, 2022 · St Clair Shores, Mi
- F••••••••• I••••••••• unclassifiedNov 3, 2017 to Aug 1, 2018 · Prescott, Az
- F•••••••• E••••• S•••••••• I••• formerSep 30, 2015 to Nov 14, 2016 · St Clair Shores, Mi
- I••••••••• R••••••• C••• independent RIASep 12, 2011 to Sep 23, 2015 · St Clair Shore, Mi
- M•• F•••••••• S•••••••• I••• formerJun 7, 2011 to Sep 8, 2011 · Southfield, Mi
- Q•••• C•••••• S••••••••• I••• formerFeb 25, 2009 to Apr 28, 2011 · Laguna Hills, Ca
- T• A••••••••• I••• formerAug 11, 2004 to Dec 2, 2004 · Birmingham, Mi
- I•••••••• A•••••••• L•• to C•••••• A•••••••left Jul 5, 2022, registered Jul 5, 2022 (0 days) · RIA to affiliated broker-dealer or bank
- F••••••••• I••••••••• to I•••••••• A•••••••• L••left Aug 1, 2018, registered Aug 31, 2018 (30 days) · Other
- F•••••••• E••••• S•••••••• I••• to F••••••••• I•••••••••left Nov 14, 2016, registered Nov 3, 2017 (354 days) · Other
- I••••••••• R••••••• C••• to F•••••••• E••••• S•••••••• I•••left Sep 23, 2015, registered Sep 30, 2015 (7 days) · Other
- M•• F•••••••• S•••••••• I••• to I••••••••• R••••••• C•••left Sep 8, 2011, registered Sep 12, 2011 (4 days) · Other
- Q•••• C•••••• S••••••••• I••• to M•• F•••••••• S•••••••• I•••left Apr 28, 2011, registered Jun 7, 2011 (40 days) · Other
- T• A••••••••• I••• to Q•••• C•••••• S••••••••• I•••left Dec 2, 2004, registered Feb 25, 2009 (1546 days) · Other
- C•••••••• M••••••• M••••••••• left I•••••••• A•••••••• L•• for C•••••• A••••••• (registered 2022-07-05)Jul 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address