DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at The Patriot Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Austin Richard Albert | New England Securities Corporation other | The Patriot Financial Group, LLC no RAUM | Other | Jun 5, 2012 | Oct 3, 2014 (850 d) |
| Marc Normand Paquette | Mariner other | The Patriot Financial Group, LLC no RAUM | Other | Jun 21, 2011 | Oct 3, 2014 (1200 d) |
| Richard Joseph Garcia | New England Securities Corporation other | The Patriot Financial Group, LLC other | Other | Jul 9, 2010 | Mar 31, 2015 (1726 d) |
| John Andrew Gordon | Cetera Investment Services LLC other | The Patriot Financial Group, LLC other | Other | Jun 26, 2009 | Oct 21, 2016 (2674 d) |
| Matthew John Mclaughlin | Morgan Stanley & Co. LLC unclassified | The Patriot Financial Group, LLC other | Other | Feb 2, 2009 | Feb 6, 2017 (2926 d) |
| Ethan Mark Freishtat | Fidelity Personal Trust Company, Fsb unclassified | The Patriot Financial Group, LLC other | Other | Mar 28, 2007 | Jan 4, 2016 (3204 d) |
| Susan Lois Light | Osaic Fa, Inc. other | The Patriot Financial Group, LLC other | Other | Dec 31, 2005 | Feb 5, 2018 (4419 d) |
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67 moves match.