DFX Intelligence
Advisor moves
Arrivals at Legend Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brock M Rowlett | Morgan Stanley Dw Inc. unclassified | Legend Advisory, LLC other | Other | Jun 4, 2003 | Jun 9, 2003 |
| Tracy Lane Melder | Concourse Financial Group Advisors other | Legend Advisory, LLC other | Other | Jan 14, 2003 | Apr 4, 2003 (80 d) |
| David Karl Haase | Metlife Investment Fund Services LLC unclassified | Legend Advisory, LLC other | Other | Jan 14, 2003 | Feb 20, 2003 (37 d) |
| Daidre Jo Bakke | A. G. Edwards & Sons, Inc. unclassified | Legend Advisory, LLC other | Other | Nov 26, 2002 | Apr 4, 2011 (3051 d) |
| Alan Patrick Curley | Metlife Investment Fund Services LLC unclassified | Legend Advisory, LLC other | Other | Sep 24, 2002 | Dec 10, 2002 (77 d) |
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125 moves match.