DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at New Edge Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Danielle Hawes BrownUBS Financial Services Inc. wirehouseNew Edge Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 22, 2020Dec 22, 2020
Francisco Ricardo PerezUBS Financial Services Inc. wirehouseNew Edge Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 22, 2020Dec 14, 2020
John Alexander StrausUBS Financial Services Inc. wirehouseNew Edge Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 22, 2020Dec 11, 2020
Jay PetersUBS Financial Services Inc. wirehouseNew Edge Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 22, 2020Dec 21, 2020
Kevin Ryan MillerUBS Financial Services Inc. wirehouseNew Edge Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 22, 2020Dec 14, 2020
Ryan CholnokyUBS Financial Services Inc. wirehouseNew Edge Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 22, 2020Dec 14, 2020
Benjamin Andrew LopeUBS Financial Services Inc. wirehouseNew Edge Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 22, 2020Dec 14, 2020
Bretaigne Elizabeth BlackUBS Financial Services Inc. wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankJan 7, 2020Jun 17, 2026 (2353 d)
Ben EmonsIntellectus Partners, LLC independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankNov 28, 2018Jan 5, 2023 (1499 d)
Alan ChidseyPhineus Partners, L.P. otherNew Edge Wealth BD affiliatedOtherDec 9, 2015Apr 16, 2024 (3051 d)
Jeffrey William ThompsonSanford C. Bernstein & Co., LLC no RAUMNew Edge Wealth BD affiliatedOtherNov 13, 2013Aug 17, 2026 (4660 d)
William Douglas PhillipsUBS Financial Services Inc. wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankApr 6, 2010Apr 28, 2025 (5501 d)
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132 moves match.