DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Voya Retirement Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter Woodruff EddyMsi Financial Services, Inc. otherVoya Retirement Advisors, LLC otherOtherJan 17, 2007Mar 30, 2007 (72 d)
Nancy Ann LewisMsi Financial Services, Inc. otherVoya Retirement Advisors, LLC otherOtherJan 17, 2006Dec 18, 2007 (700 d)
Robert Barrett TimmonsMetlife Investment Fund Services LLC unclassifiedVoya Retirement Advisors, LLC otherOtherJan 12, 2006Feb 23, 2006 (42 d)
Paul Joseph FaulknerPrudential Retirement Brokerage Services, Inc. unclassifiedVoya Retirement Advisors, LLC otherOtherDec 3, 2004Mar 24, 2009 (1572 d)
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124 moves match.