DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bmo Harris Financial Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vito Partipilo | Vision Asset Management Inc unclassified | Bmo Harris Financial Advisors, Inc other | Other | Jan 13, 2006 | Jan 17, 2006 |
| William James Floyd | Raymond James & Associates, Inc. national BD | Bmo Harris Financial Advisors, Inc other | Other | Dec 9, 2005 | Jan 17, 2006 (39 d) |
| Wendy Jo Farrissey | Cuna Brokerage Services, Inc. other | Bmo Harris Financial Advisors, Inc other | Other | Nov 17, 2005 | Jan 26, 2006 (70 d) |
| Christine Yu | E*Trade Capital Management, LLC other | Bmo Harris Financial Advisors, Inc other | Other | Oct 7, 2005 | Jul 10, 2006 (276 d) |
| Jason Dominic Garcia | Charles Schwab & Co., Inc. national BD | Bmo Harris Financial Advisors, Inc other | Other | Jun 22, 2005 | Jun 1, 2006 (344 d) |
| Mia Lynn Cardwell | Sbsb Financial Advisors other | Bmo Harris Financial Advisors, Inc other | Other | Mar 9, 2004 | Dec 16, 2005 (647 d) |
| Michael Kearney | Lasalle Financial Services, Inc. unclassified | Bmo Harris Financial Advisors, Inc other | Other | Feb 2, 2004 | Sep 27, 2006 (968 d) |
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187 moves match.