RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•• L••• C•••••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Aug 20, 2025 · Westfield, In
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Mar 1, 2021 · Chicago, Il
- W••••••• • C• formerOct 1, 2007 to Mar 16, 2021 · Oak Brook, Il
- B•• H••••• F•••••••• A•••••••• I•• formerDec 16, 2005 to Apr 5, 2006 · Chicago, Il
- S••• F•••••••• A••••••• formerJan 6, 2004 to Mar 9, 2004 · Chicago, Il
- E•••••• C•••••• M••••••••• L•• formerMar 21, 2002 to Dec 31, 2005 · Chicago, Il
- W••••••• • C• to R••••••••• C•••••• M•••••••••left Mar 16, 2021, registered Mar 1, 2021 (-15 days) · RIA to affiliated broker-dealer or bank · moved with a team
- B•• H••••• F•••••••• A•••••••• I•• to W••••••• • C•left Apr 5, 2006, registered Oct 1, 2007 (544 days) · Other
- E•••••• C•••••• M••••••••• L•• to S••• F•••••••• A•••••••left Dec 31, 2005, registered Jan 6, 2004 (-725 days) · Other
- S••• F•••••••• A••••••• to B•• H••••• F•••••••• A•••••••• I••left Mar 9, 2004, registered Dec 16, 2005 (647 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address