DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Centaurus Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Sterling MarshelLPL Financial LLC otherCentaurus Financial, Inc. otherOtherFeb 26, 2003Feb 25, 2003
Timothy Jon SpearEquitable Advisors, LLC national BDCentaurus Financial, Inc. otherOtherJan 13, 2003Dec 13, 2002
Bradley Laverle MillerEquitable Advisors, LLC national BDCentaurus Financial, Inc. otherOtherDec 17, 2002Mar 10, 2003 (83 d)
Donald Robert SkadowEquitable Advisors, LLC national BDCentaurus Financial, Inc. otherOtherDec 11, 2002Aug 24, 2004 (622 d)
Christopher B KruppEquitable Advisors, LLC national BDCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 19, 2002May 18, 2026 (8581 d)
Howard S GoldsonEquitable Advisors, LLC national BDCentaurus Financial, Inc. otherOtherNov 18, 2002Jan 7, 2004 (415 d)
Milton William MurphyInvesco unclassifiedCentaurus Financial, Inc. otherOtherNov 12, 2002Feb 12, 2018 (5571 d)
Rufino Fernando AutusEquitable Advisors, LLC national BDCentaurus Financial, Inc. otherOtherNov 11, 2002Nov 12, 2003 (366 d)
Thomas Dixon SandersCambridge Investment Research, Inc. unclassifiedCentaurus Financial, Inc. otherOtherOct 31, 2002Oct 16, 2002
Larry Don GillCambridge Investment Research, Inc. unclassifiedCentaurus Financial, Inc. otherOtherOct 22, 2002Feb 6, 2003 (107 d)
Brian Tw BennettEquitable Advisors, LLC national BDCentaurus Financial, Inc. otherOtherOct 17, 2002Oct 26, 2004 (740 d)
Marvin Leroy MillsSentra Securities Corporation unclassifiedCentaurus Financial, Inc. otherOtherSep 12, 2002Mar 10, 2003 (179 d)
John Michael StolarEquitable Advisors, LLC national BDCentaurus Financial, Inc. otherOtherSep 4, 2002Nov 25, 2002 (82 d)
Allen Dean PoeEquitable Advisors, LLC national BDCentaurus Financial, Inc. otherOtherAug 23, 2002Nov 25, 2002 (94 d)
Lisa Toi ScrantzEquitable Advisors, LLC national BDCentaurus Financial, Inc. otherOtherJul 22, 2002Jul 7, 2003 (350 d)
John Michael StephensPark Avenue Securities LLC otherCentaurus Financial, Inc. otherOtherMay 29, 2002Jun 14, 2002
Page 8 of 8Previous
436 moves match.