DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bel Air Investment Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eileen King Bohn | Wells Fargo Advisors wirehouse | Bel Air Investment Advisors LLC independent RIA | Wirehouse to independent RIA | Jul 30, 2018 | Aug 24, 2018 |
| Elizabeth Ann Miller | Drake & Associates, LLC independent RIA | Bel Air Investment Advisors LLC independent RIA | RIA to RIA | Jan 11, 2017 | Jun 7, 2018 (512 d) |
| Mark Andrew Tunney | Clear Capital Advisors, LLC unclassified | Bel Air Investment Advisors LLC other | Other | Nov 4, 2011 | Jan 25, 2012 (82 d) |
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3 moves match.