DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fai Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel M Kelly | Advice And Planning Services other | Fai Wealth Management independent RIA | Other | Oct 16, 2008 | Aug 10, 2020 (4316 d) |
| Chad Joseph Norfolk | Geier Asset Management Inc other | Fai Wealth Management other | Other | Jun 15, 2006 | Jul 13, 2006 |
| Lyn Ann Dippel | Cambridge Investment Research, Inc. unclassified | Fai Wealth Management other | Other | Jul 2, 2004 | Sep 9, 2004 (69 d) |
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3 moves match.