DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Westmount Asset Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew B Chou | Td Ameritrade, Inc. no RAUM | Westmount Asset Management Inc other | Other | Apr 6, 2011 | Apr 27, 2011 |
| Terrence Michael Demorest | Citigroup Global Markets Inc. other | Westmount Asset Management Inc other | Other | Oct 27, 2008 | Jun 4, 2009 (220 d) |
| Alvin Siu-Lun Yam | Charles Schwab & Co., Inc. national BD | Westmount Asset Management Inc other | Other | Jun 21, 2006 | Jan 20, 2010 (1309 d) |
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3 moves match.