DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Arkansas Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Morgan Ricketts | Stephens BD affiliated | The Arkansas Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2024 | Mar 29, 2024 |
| John Ralph Broadwater | Physician Advisory Resources,LLC unclassified | The Arkansas Financial Group, Inc. other | Other | Dec 31, 2008 | Jan 9, 2009 |
| Mary Elizabeth Mccraw | The Wealth Collaborative, Inc. other | The Arkansas Financial Group, Inc. other | Other | Dec 5, 2008 | Nov 14, 2008 |
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3 moves match.