DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Randolph Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carter Louis Randolph | Omega Wealth Private Capital LLC state registered | Randolph Co Inc mixed wealth | Other | Feb 3, 2025 | Apr 18, 2025 (74 d) |
| Andrew Martin Ochoa | Apriem Advisors independent RIA | Randolph Co Inc mixed wealth | RIA to RIA | Nov 11, 2024 | Dec 13, 2024 (32 d) |
| Ning Liao | Ameriprise Financial Services, LLC national BD | Randolph Co Inc other | Other | Aug 7, 2018 | Aug 14, 2018 |
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3 moves match.