DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nbt Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Anthony Voss | LPL Financial LLC BD affiliated | Nbt Capital Management, Inc. other | Other | Jun 4, 2026 | Jun 24, 2020 |
| Michael Joseph Kiley | Ascensus Investment Advisors, LLC institutional | Nbt Capital Management, Inc. other | Other | Sep 9, 2024 | Sep 17, 2024 |
| Nancy Dunham Cleveland | Cleveland Hauswirth Investment Management, Inc. independent RIA | Nbt Capital Management, Inc. other | Other | Apr 29, 2022 | Apr 11, 2022 |
| Ann Beatrice Megan | Cleveland Hauswirth Investment Management, Inc. independent RIA | Nbt Capital Management, Inc. other | Other | Apr 29, 2022 | Apr 11, 2022 |
| Kevin J Nester | Abg Retirement Plan Investment Services institutional | Nbt Capital Management, Inc. independent RIA | Other | Apr 2, 2020 | Apr 9, 2020 |
| Arthur Clifford Laine | Abg Retirement Plan Investment Services institutional | Nbt Capital Management, Inc. independent RIA | Other | Apr 2, 2020 | Apr 9, 2020 |
| John Edward Rice | Newport Group Consulting, LLC other | Nbt Capital Management, Inc. independent RIA | Other | Feb 1, 2016 | Jan 12, 2018 (711 d) |
Page 1 of 1
7 moves match.