DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gabelli Funds, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristopher Steven Keach | Cardinal Capital Management, Inc. independent RIA | Gabelli Funds, LLC asset manager | Other | Sep 6, 2024 | May 6, 2025 (242 d) |
| Russell Joseph Noletto | Raymond James Financial Services Advisors, Inc BD affiliated | Gabelli Funds, LLC asset manager | Other | Jun 14, 2022 | Jan 3, 2024 (568 d) |
Page 1 of 1
2 moves match.