DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Penobscot Investment Management Company, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Alcorn Childs | People'S United Advisors, Inc. mixed wealth | Penobscot Investment Management Company, Inc. independent RIA | RIA to RIA | Dec 31, 2022 | Jun 5, 2023 (156 d) |
| David John Costigan | Svb Wealth other | Penobscot Investment Management Company, Inc. other | Other | Jun 2, 2017 | Sep 11, 2017 (101 d) |
| Charles Fairweather Kane | Charles F. Kane Jr. Investment Counsel, Inc. unclassified | Penobscot Investment Management Company, Inc. other | Other | Dec 5, 2012 | Apr 9, 2012 |
| Maryelizabeth Conlon-Kesse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Penobscot Investment Management Company, Inc. other | Other | Mar 11, 2009 | Feb 1, 2011 (692 d) |
| Dwight Latham Davenport | Cetera Investment Services LLC other | Penobscot Investment Management Company, Inc. other | Other | Apr 22, 2008 | Sep 19, 2008 (150 d) |
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5 moves match.