DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Carmichael Hill & Associates Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Phillip Garrett | Cambridge Investment Research Advisors, Inc. BD affiliated | Carmichael Hill & Associates Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2021 | Jul 14, 2021 |
| Matthew Lee Bacon | Cuso Financial Services, L.P. BD affiliated | Carmichael Hill & Associates Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2019 | Jun 3, 2019 (98 d) |
| Jeffrey Craig Grodsky | Aci Group state registered | Carmichael Hill & Associates Inc other | Other | Sep 19, 2014 | Aug 21, 2015 (336 d) |
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3 moves match.