DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nefpg
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradford Bergh Nichols | Raymond James Financial Services Advisors, Inc BD affiliated | Nefpg independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2020 | Dec 20, 2018 |
| Bradford Travis Wright | Tpw Financial other | Nefpg other | Other | Jan 22, 2014 | Jan 26, 2015 (369 d) |
| Michael Mccully | Wellesley Asset Management, Inc. other | Nefpg independent RIA | Other | Jun 10, 2013 | Aug 16, 2022 (3354 d) |
| Nathan Pratt Budrow | Eastern Point Advisors Inc. unclassified | Nefpg other | Other | Dec 9, 2003 | Oct 2, 2012 (3220 d) |
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4 moves match.