DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vintage Financial Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas James Watts | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vintage Financial Services LLC independent RIA | Wirehouse to independent RIA | Jul 23, 2021 | May 25, 2022 (306 d) |
| Michael Stephen Nemick | Liberty Wealth Advisors, LLC independent RIA | Vintage Financial Services LLC independent RIA | RIA to RIA | Mar 8, 2021 | Mar 29, 2021 |
| Set Carpintero | Swm Advisors independent RIA | Vintage Financial Services LLC independent RIA | RIA to RIA | Oct 29, 2019 | Jul 2, 2020 (247 d) |
| Joseph Albert Henderson | Signator Investors, Inc. other | Vintage Financial Services LLC other | Other | May 5, 2006 | Jun 16, 2010 (1503 d) |
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4 moves match.