DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gw & Wade, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adam WillisTrust Advisory Group Ltd independent RIAGw & Wade, LLC independent RIARIA to RIAMay 31, 2022Jun 28, 2022
Chanel Lois GullageCommonwealth Financial Network national BDGw & Wade, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2021Jan 4, 2021
Nathan Jacob BaldwinCommonwealth Financial Network national BDGw & Wade, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2021Jan 4, 2021
Joseph GauvinCommonwealth Financial Network national BDGw & Wade, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2021Jan 4, 2021
Debra Kendall BredeCommonwealth Financial Network national BDGw & Wade, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020Jan 4, 2021
Matthew George ValentineBrighton House Associates, LLC unclassifiedGw & Wade, LLC independent RIAOtherMar 9, 2016Jan 8, 2019 (1035 d)
Paul Philip StongeSt. Onge, Paul Philip otherGw & Wade, LLC otherOtherOct 3, 2014Jul 1, 2014
Matthew Emmett RyanUvest Financial Services Group, Inc. unclassifiedGw & Wade, LLC otherOtherFeb 8, 2005May 20, 2005 (101 d)
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8 moves match.