DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Yhb Investment Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elisheva Sharon Defeo | Northwestern Mutual Investment Services,LLC no RAUM | Yhb Investment Advisors Inc other | Other | Jan 29, 2018 | Jan 30, 2018 |
| Hillary Rabchenia Landen | UBS Financial Services Inc. wirehouse | Yhb Investment Advisors Inc independent RIA | Wirehouse to independent RIA | Dec 23, 2014 | Jan 27, 2022 (2592 d) |
| Thomas Matthew Manning | Sei Investments Management Corp other | Yhb Investment Advisors Inc other | Other | Nov 8, 2013 | Sep 1, 2015 (662 d) |
| Judith Peterson Havard | Johansen Group, Inc. unclassified | Yhb Investment Advisors Inc other | Other | Jun 1, 2009 | Jun 2, 2009 |
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4 moves match.