DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Brooker Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Patrick KelleyLion Street Advisors, LLC BD affiliatedBrooker Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2025Feb 21, 2025
Samson Kam Long ChanLion Street Advisors, LLC BD affiliatedBrooker Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2025Feb 21, 2025
Andrew Michael NevinLion Street Advisors, LLC BD affiliatedBrooker Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2025Feb 21, 2025
Nolan Mitchell ParkerLion Street Advisors, LLC BD affiliatedBrooker Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2025Feb 21, 2025
Anthony SmithLion Street Advisors, LLC BD affiliatedBrooker Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2025Aug 15, 2025
Kevin YeeFocus Partners Wealth, LLC independent RIABrooker Wealth Management independent RIARIA to RIAJul 10, 2025Dec 18, 2025 (161 d)
Joseph Albert WellsLPL Financial LLC otherBrooker Wealth Management otherOtherApr 29, 2013Jan 15, 2015 (626 d)
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7 moves match.