DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nutter Investment Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Alfred Sipley | Wellesley Investment Partners, LLC independent RIA | Nutter Investment Advisors other | Other | Feb 8, 2019 | Mar 13, 2019 (33 d) |
| James Colin Bacon | Commonwealth Financial Network national BD | Nutter Investment Advisors other | Other | Sep 29, 2017 | Oct 11, 2017 |
| Vijay Naidu | Palmerdodge Advisors LLC other | Nutter Investment Advisors other | Other | Dec 31, 2014 | Nov 24, 2015 (328 d) |
Page 1 of 1
3 moves match.