DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Briaud Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrea R Billquist | Charles Schwab & Co., Inc. national BD | Briaud Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2023 | Nov 19, 2023 |
| Ryan Murphy Safko | UBS Financial Services Inc. wirehouse | Briaud Financial Advisors independent RIA | Wirehouse to independent RIA | Nov 9, 2021 | Mar 23, 2022 (134 d) |
| John Robert Bohnsack | Thrivent Investment Management Inc. other | Briaud Financial Advisors other | Other | May 2, 2008 | Jan 29, 2018 (3559 d) |
Page 1 of 1
3 moves match.