DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sheets Smith Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ntina Karagiannis Skoteiniadis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sheets Smith Wealth Management independent RIA | Wirehouse to independent RIA | Jul 2, 2024 | Jul 4, 2024 |
| Geoffrey Winston Dann | Dann Asset Advisors, LLC independent RIA | Sheets Smith Wealth Management independent RIA | RIA to RIA | Dec 31, 2023 | Jan 10, 2024 |
| Robert Emerson Pike | Stratford Advisors, Inc. other | Sheets Smith Wealth Management independent RIA | Other | Mar 1, 2020 | Mar 5, 2020 |
| Mary Caroline Shamburg | Jbj Investment Partners, LLC other | Sheets Smith Wealth Management other | Other | Jul 20, 2017 | Dec 13, 2017 (146 d) |
| Trent Ryan Sheets | E*Trade Capital Management, LLC other | Sheets Smith Wealth Management other | Other | Apr 17, 2013 | Mar 10, 2014 (327 d) |
| Zolly Cornell Bowden | Atlantic Capital Management Ltd unclassified | Sheets Smith Wealth Management other | Other | Mar 25, 2004 | Jan 27, 2005 (308 d) |
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6 moves match.