DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Merriman, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy Andrew Burger | Synergy Asset Management, LLC other | Merriman, LLC other | Other | Nov 15, 2007 | Dec 5, 2007 |
| Paresh Vinayak Kamdar | Charles Schwab & Co., Inc. national BD | Merriman, LLC other | Other | Apr 24, 2007 | May 18, 2007 |
| Wayne Edward Lockwood | Cetera Advisor Networks LLC other | Merriman, LLC other | Other | Jun 2, 2005 | Jun 1, 2005 |
| Tyler Davidson Bartlett | Advisory Resource Group, LLC unclassified | Merriman, LLC other | Other | Oct 25, 2004 | Apr 3, 2006 (525 d) |
| Rachele Solomae Bouchand | Charles Schwab & Co., Inc. national BD | Merriman, LLC other | Other | Nov 24, 2003 | Dec 12, 2003 |
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5 moves match.